Thomas Grenville is a Managing Director with Nuveen and the Chief Compliance Officer for Churchill Asset Management and Nuveen Churchill Direct Lending. He manages a dedicated team of compliance officers responsible for compliance at several Nuveen private and alternative advisers, including Nuveen Alternatives Advisors, Greenwood Resources, and Westchester Asset Management.
Prior to joining the firm in 2010, Thomas worked as a Staff Accountant and Securities Compliance Examiner with the United States Securities and Exchange Commission in San Francisco where he led examinations of hedge funds, registered investment companies, and registered investment advisers. He also worked as a Securities Analyst at the State of Oregon’s Division of Finance and Corporate Securities where he conducted disclosure and merit based reviews of securities offerings and wrote comment letters. He began his career at Unibank, A.S. in New York as Treasury Analyst.
Thomas graduated with a B.A. in Economics from Swarthmore College, a J.D. with a concentration in Real Estate Law from Yeshiva University’s Benjamin N. Cardozo Law School, a Master of Laws in Environmental & Natural Resources Law from Lewis & Clark Law School, and a M.B.A. from the University of California, Berkeley. He is admitted into practice in the State of Oregon, and has been designated as a Certified Fraud Examiner by the Association of Certified Fraud Examiners (ACFE). He holds the Series 7, 63, and 24 Securities licenses.